Regulatory & Compliance Advisory

Core Components of Our Advisory

Regulatory Scoping & Classification

We assess your planned activities and determine which EU regimes apply — AIFMD, MiFID, ELTIF, or EuVECA — identifying possible exemptions and the optimal licensing route for your business model.

Fund-Setup & Structuring Roadmaps

We design fund architectures that meet both investor and regulatory requirements, comparing jurisdictions, vehicle types, and marketing options to ensure efficiency, compliance, and cost control.

Cross-Border Marketing & Investor Compliance

We map out where and how you can legally market to investors across Europe, preparing compliant processes under the AIFMD marketing passport, national private-placement regimes, and SFDR disclosure standards.

Regulatory Readiness Audits

We review your fund documentation, investor decks, and marketing materials to flag non-compliance risks and align communications with current EU and UK rules.

Ongoing Regulatory Advisory

For clients seeking continuous support, our monthly retainers provide ongoing access to regulatory specialists, quarterly updates on key reforms, and guidance on operational compliance matters.

Key Benefits for Clients

Regulatory Clarity – Understand exactly which EU directives apply to your structure, activities, and jurisdiction.
Strategic Efficiency – Prevent over-licensing and save legal costs by clarifying obligations early.
Investor Confidence – Strengthen your fund’s credibility with regulatory-ready documentation and procedures.
Cross-Border Capability – Operate seamlessly across multiple EU jurisdictions.
Continuous Compliance – Stay ahead of upcoming reforms such as AIFMD II and ELTIF 2.0 amendments.